Michael Page is Looking for Compliance Director Ethics & Integrity | + | Mumbai Full Time

• Only candidates based out of Mumbai apply
• Only Candidates with 8 to 13 years of experience to apply

Reporting to the Global Head of Compliance, you will be reponsible for:

• With the broader legal department, working with our Global team
• Investments consistently identifies, understands and manages compliance in accordance with our enterprise risk appetite
• Develop, implement, and lead compliance initiatives in India, including measures to drive compliance with the Code of Conduct and other conduct policies across a range of operational and investment activities
• Partner with the Legal team on investment compliance in region, including transaction and asset management issues
• Identify, monitor and respond to emerging regulatory issues and provide compliance advice and coordination in connection with the day-to-day operations in India
• Conduct outreach regarding compliance matters with regional stakeholders, including leadership, and serve as a key point of contact between them and the global Compliance team
• Structure, plan, and conduct ad-hoc and regular risk assessments, with a focus on compliance related risks
• Leverage regional understanding and subject matter expertise to increase impact of the global
• Compliance program and promote an ethical culture and tone, including ethics and
• compliance training and communication initiatives to educate and engage employees
• Support our framework for risk-based monitoring of compliance policies and controls,
• including through the enterprise-wide Compliance Management System (CMS)
• Assist with reporting on compliance and other regulatory matters